The Cetera Investors independent business model ensures we have the autonomy and discretion to put you at the center of all investment strategies and business decisions, as well as a local branch office to provide additional resources, such as support staff, and scheduling and technology tools. Everyone at our branch, along with our home office staff, wants to help you pursue your financial goals – and they stand behind us as we work together. It’s important for you to know more about these organizations and why we’ve chosen to work with them.
We are affiliated with Cetera Investment Services LLC, member FINRA/SIPC, marketed as Cetera Investors. As part of the Cetera family, we offer a variety of products to help match you to the products and services that meet your individual goals. The team here at our branch and the Cetera Investors home office provide the support we need to stay focused on you and your financial future.
We work as independent financial professionals within a branch office. The office provides important amenities including office and meeting space, as well as a team of professionals who help run the business. While we are always available to meet with you, answer your questions and provide service, the others in the office can help you with paperwork, scheduling and technical questions. We work as a team to provide the experience you deserve – whether we meet in the office or virtually.
Cetera Investment Services is part of Cetera Financial Group, an industry-leading network of independently managed broker-dealers. Cetera’s broker-dealers deliver award-winning advisory products and solutions, and sophisticated trading and technology platforms to financial professionals across all 50 states. We are confident that their tools, technology, and support help make us more effective in serving you. All Cetera firms are members FINRA/SIPC.
Cetera Investment Services helps supervise and facilitate the trading that converts your cash into invested assets and also acts as the custodian for those assets. Cetera Investment Services custodies brokerage accounts and advisory accounts, including individual retirement accounts (IRAs).
Cetera Investment Services meets certain net worth and other requirements to be approved as custodians, and is subject to regular audits, both internally and by independent firms, to maintain those approvals.
You’re never alone as a Cetera Investors client. We receive support from our branch manager and local team. With this teamwork and support from the Cetera home office, we are able to offer you best-in-class service, and wealth management support in a way that’s personalized, values-based and holistic.